Chong, Thomas Yiu Hung 莊耀鴻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI RESEARCH LIMITED | Rep | Advising on securities | 2012-07-26 | 2014-07-01 | Rep | Advising on securities | 2016-10-12 | 2017-08-21 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2014-07-11 | 2016-07-22 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2011-06-28 | 2012-04-11 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-08-29 | 2019-04-17 |
| 5 | Jefferies Hong Kong Limited | Rep | Advising on securities | 2019-07-16 | |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-03-13 | 2011-03-01 | Rep | Advising on securities | 2010-04-08 | 2011-03-01 |
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