Farrell, Stephen Robert
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2020-09-01 | Rep | Dealing in futures contracts | 2020-10-05 |
| 2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2016-04-08 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-10-30 | 2012-06-30 |
| 4 | Virtu ITG Hong Kong Limited | Rep | Automated trading services | 2016-07-07 | 2020-08-15 | Rep | Dealing in securities | 2016-07-07 | 2020-08-15 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy