Garg, Manish (SFC:AKT480)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BFAM Partners (Hong Kong) Limited | Rep | Asset management | 2018-02-08 | 2020-04-17 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-09-13 | 2014-02-08 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2004-06-07 | 2006-09-01 |
| 4 | Dymon Asia Capital (HK) Limited | Rep | Asset management | 2020-12-08 | |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-02-23 | 2017-11-06 | Rep | Dealing in securities | 2016-02-23 | 2017-11-06 |
| 6 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on futures contracts | 2015-09-15 | 2015-10-27 | Rep | Advising on securities | 2015-09-15 | 2015-10-27 | Rep | Dealing in futures contracts | 2015-09-15 | 2015-10-27 | Rep | Dealing in securities | 2015-09-15 | 2015-10-27 |
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