Goel, Kshitij
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-02-14 | 2008-05-29 | Rep | Dealing in securities | 2009-11-02 | 2013-03-29 |
| 2 | SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED | Rep | Advising on securities | 2014-07-09 | 2016-09-02 | Rep | Asset management | 2014-07-09 | 2016-09-02 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-06-20 | 2008-12-18 | Rep | Dealing in futures contracts | 2008-07-02 | 2008-12-18 |
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