Lam, Ka Wai (SFC:AOV836) 林家威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Yuanta Securities (Hong Kong) Company Limited | Rep | Advising on securities | 2014-10-16 | 2018-10-07 |
| 2 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-05-02 | 2008-11-19 | Yuanta Securities (Hong Kong) Company Limited | Rep | 2015-09-22 | 2018-10-07 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-05-02 | 2008-11-19 | Merrill Lynch Far East Limited | Rep | 2007-05-02 | 2008-11-19 | Credit Agricole Securities (Asia) Limited | Rep | 2010-03-19 | 2014-09-19 | Yuanta Securities (Hong Kong) Company Limited | Rep | 2014-10-16 | 2018-10-07 |
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