Law, Oliver Tin-Loong 羅天龍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2021-11-11 | |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2007-06-12 | 2013-03-16 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2013-05-15 | 2013-11-01 | Rep | Dealing in futures contracts | 2013-05-15 | 2018-03-28 | Rep | Dealing in securities | 2013-05-15 | 2018-03-28 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-10-23 | 2018-03-28 | Rep | Automated trading services | 2015-01-27 | 2018-03-28 |
| 5 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2018-07-11 | 2021-07-16 |
| 6 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2018-07-11 | 2021-07-16 | Rep | Dealing in securities | 2018-07-11 | 2021-07-16 |
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