Leung, Dominic Kwok Wai 梁國威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2011-04-28 | 2012-03-23 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2019-10-11 | 2023-11-22 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2013-07-15 | 2019-07-23 | Rep | Advising on securities | 2013-07-15 | 2019-07-23 | Rep | Dealing in futures contracts | 2013-07-15 | 2019-07-23 | Rep | Dealing in securities | 2013-07-15 | 2019-07-23 |
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