Liu, Thomson Ka Yip 廖嘉業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-06-08 | 2014-06-06 |
| 2 | NATIXIS ASIA LIMITED | Rep | Dealing in futures contracts | 2014-07-24 | Rep | Dealing in securities | 2014-07-24 |
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