Lui, Laura 呂靄華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-02-17 | 2012-06-01 |
| 2 | ICBC Credit Suisse Asset Management (International) Company Limited | Rep | Advising on securities | 2015-11-19 | 2016-11-25 | Rep | Asset management | 2015-11-19 | 2016-11-25 | Rep | Dealing in securities | 2016-03-16 | 2016-09-05 | RO | Dealing in securities | 2016-09-05 | 2016-11-25 |
| 3 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2013-05-06 | 2015-09-30 | Rep | Asset management | 2013-05-06 | 2015-09-30 | Rep | Dealing in securities | 2013-05-06 | 2015-09-30 |
| 4 | Premia Partners Company Limited | RO | Advising on securities | 2017-03-09 | RO | Asset management | 2017-03-09 | RO | Dealing in securities | 2017-03-09 |
| 5 | SMART ASSET MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2013-03-01 | 2013-04-15 | Rep | Asset management | 2013-03-01 | 2013-04-15 |
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