Peng, Shuo 彭碩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-07-02 | 2012-06-21 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2012-08-02 | 2013-11-01 | Rep | Dealing in futures contracts | 2012-08-02 | 2018-05-26 | Rep | Dealing in securities | 2012-08-02 | 2018-05-26 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-10-23 | 2018-05-26 | Rep | Automated trading services | 2017-06-05 | 2018-05-26 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-05-05 | 2009-01-23 | Rep | Dealing in securities | 2018-09-04 | 2021-08-02 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-05-05 | 2009-01-23 | Rep | Automated trading services | 2018-09-04 | 2018-11-01 | Rep | Dealing in futures contracts | 2018-09-04 | 2021-08-02 | Rep | Dealing in securities | 2018-09-04 | 2021-08-02 |
| 6 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-05-05 | 2009-01-23 |
| 7 | Morgan Stanley Asia Limited | Rep | Advising on futures contracts | 2021-11-03 | Rep | Advising on securities | 2021-11-03 | Rep | Dealing in securities | 2021-11-03 |
| 8 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2021-11-03 | Rep | Dealing in futures contracts | 2021-11-03 | Rep | Dealing in securities | 2021-11-03 |
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