Poon, Ben Shu Fai 潘樹輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2012-06-23 |
| 2 | PRIME COURAGE SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2012-10-16 | 2022-10-13 |
| 3 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-06-01 | Rep | Advising on securities | 2004-06-01 | Rep | Asset management | 2004-06-01 | Rep | Dealing in securities | 2005-02-04 |
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