Sin, Monique Wing Sheung 冼泳湘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-11-24 | 2012-03-23 |
| 2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Automated trading services | 2003-06-24 | 2003-12-02 | Rep | Advising on securities | 2003-06-24 | 2005-02-23 | Rep | Dealing in securities | 2003-06-24 | 2005-02-23 | Rep | Advising on futures contracts | 2003-12-06 | 2005-02-23 | Rep | Dealing in futures contracts | 2003-12-06 | 2005-02-23 |
| 3 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Advising on futures contracts | 2003-06-24 | 2003-12-06 | Rep | Automated trading services | 2003-06-24 | 2003-12-06 | Rep | Dealing in futures contracts | 2003-06-24 | 2003-12-06 |
| 4 | LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2016-10-25 | |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2005-02-23 | 2010-07-21 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-01-26 | 2010-07-21 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-04-01 | 2010-07-21 |
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