Tai, Katherine Tsz Lan 戴梓蘭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CGS International Securities Hong Kong Limited | Rep | Advising on securities | 2012-07-03 | 2013-04-02 |
2 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2010-05-17 | 2012-06-30 |
3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-07-29 | 2018-09-05 | Rep | Advising on securities | 2013-07-29 | 2018-10-18 | Rep | Advising on securities | 2018-11-27 | 2021-07-27 |
4 | Morgan Stanley Asia Limited | Rep | Advising on securities | 2007-02-26 | 2010-03-29 | Rep | Dealing in securities | 2007-02-26 | 2010-03-29 |
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