Terrebrood, Henry Lee Jr
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Altitude Principle Advisory Limited | Rep | Asset management | 2012-08-31 | 2012-10-16 | RO | Asset management | 2012-10-16 | 2014-11-13 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-09-03 | 2012-04-13 |
| 3 | Daiwa Capital Markets Hong Kong Limited | Rep | Dealing in securities | 2008-11-21 | 2010-07-21 | Rep | Advising on securities | 2008-12-29 | 2010-07-21 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2004-02-13 | 2007-02-01 | Rep | Dealing in securities | 2004-02-13 | 2007-02-01 |
| 5 | KBC FINANCIAL PRODUCTS HONG KONG LIMITED | Rep | Dealing in securities | 2007-04-11 | 2008-01-17 |
| 6 | MCM Asia Limited | Rep | Advising on securities | 2015-06-05 | 2015-07-27 | Rep | Dealing in securities | 2015-06-05 | 2015-07-27 | RO | Advising on securities | 2015-07-27 | 2017-09-15 | RO | Dealing in securities | 2015-07-27 | 2017-09-15 |
| 7 | Privium Fund Management (HK) Limited | RO | Asset management | 2018-04-27 |
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