Tsang, Siu Wah (SFC:AIO026) 曾少華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-11-24 | 2011-11-10 |
| 2 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2003-12-30 | Rep | Asset management | 2003-12-30 | Rep | Advising on securities | 2006-10-16 | Rep | Asset management | 2004-12-23 | 2006-10-16 |
| 3 | Premia Partners Company Limited | Rep | Advising on securities | 2018-09-04 | 2018-11-28 | Rep | Dealing in securities | 2018-09-04 | 2018-11-28 |
| 4 | Vontobel Limited | Rep | Dealing in securities | 2019-01-15 | 2019-05-24 | RO | Dealing in securities | 2019-05-24 | 2021-08-13 |
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