Turner, Alfred Martin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2012-07-03 | 2013-12-06 | RO | Dealing in securities | 2013-12-06 | 2014-03-17 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2011-01-24 | 2012-06-30 |
| 3 | Golden Jade Asset Management Limited | Rep | Asset management | 2015-10-22 | 2017-05-31 |
| 4 | Isola Capital Asset Management Limited | Rep | Advising on securities | 2017-06-07 | Rep | Asset management | 2017-06-07 | Rep | Dealing in securities | 2017-06-07 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-02-20 | 2010-09-22 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-23 | 2010-09-22 | Rep | Dealing in futures contracts | 2010-08-20 | 2010-09-22 |
| 7 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-02-20 | 2010-08-20 |
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