Vitry, Frantz
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2013-10-16 | 2014-07-11 | Rep | Dealing in securities | 2013-10-16 | 2014-07-11 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2010-11-17 | 2013-04-27 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2015-08-31 | 2020-01-24 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Automated trading services | 2015-08-31 | 2020-01-24 | Rep | Dealing in futures contracts | 2015-08-31 | 2020-01-24 | Rep | Dealing in securities | 2015-08-31 | 2020-01-24 |
| 5 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-08-17 | Rep | Dealing in securities | 2020-08-17 |
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