Wong, Owen 黃浩雲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2012-06-11 | 2015-06-18 |
| 2 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2004-02-03 | Rep | Advising on securities | 2004-02-03 | Rep | Asset management | 2004-02-03 | Rep | Dealing in securities | 2004-10-15 |
| 3 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2011-08-18 | 2012-04-12 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-23 | 2011-05-03 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-04-23 | 2011-05-03 |
| 6 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2004-10-25 | 2008-03-08 |
| 7 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2005-04-22 | 2008-03-08 |
| 8 | MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-20 | 2008-03-08 |
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