Xu, PeiLai 徐沛來
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2007-03-21 | 2008-06-01 |
| 2 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2008-09-26 | 2013-01-08 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2021-08-24 | |
| 4 | GOLDMAN SACHS (ASIA) SECURITIES LIMITED | Rep | Dealing in futures contracts | 2021-08-24 | Rep | Dealing in securities | 2021-08-24 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-03-25 | 2014-04-10 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-03-25 | 2014-04-10 | Rep | Dealing in securities | 2013-03-25 | 2014-04-10 |
| 7 | PARIBAS ASIA EQUITY LIMITED | Rep | Dealing in securities | 2006-12-14 | 2008-06-01 |
| 8 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-07-07 | 2016-12-18 |
| 9 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-07-07 | 2021-05-11 | Rep | Dealing in securities | 2014-07-07 | 2021-05-11 |
| 10 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-07-07 | 2016-12-18 | Rep | Dealing in futures contracts | 2016-12-19 | 2021-05-11 | Rep | Dealing in securities | 2016-12-19 | 2021-05-11 |
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