Zhu, Yi (SFC:AWE965) 朱軼
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on securities | 2010-11-03 | 2012-06-16 |
| 2 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2012-10-31 | 2014-04-12 | Rep | Dealing in securities | 2012-10-31 | 2014-04-12 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on securities | 2023-11-22 | Rep | Dealing in futures contracts | 2023-11-22 | Rep | Dealing in securities | 2023-11-22 |
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