Rossiter Ii, William Kent
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | RO | Advising on futures contracts | 2007-01-12 | 2015-05-31 | RO | Advising on securities | 2007-01-12 | 2015-05-31 | RO | Asset management | 2007-01-12 | 2015-05-31 | RO | Dealing in futures contracts | 2007-01-12 | 2015-05-31 | RO | Dealing in securities | 2007-01-12 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | RO | Advising on futures contracts | 2015-06-01 | RO | Advising on securities | 2015-06-01 | RO | Asset management | 2015-06-01 | RO | Dealing in futures contracts | 2015-06-01 | RO | Dealing in securities | 2015-06-01 |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Asset management | 2006-09-20 | 2010-02-08 | Rep | Dealing in securities | 2006-09-20 | 2010-02-08 |
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