Au, Miranda Yuen Ting 區婉婷
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Asset management | 2007-02-07 | 2015-05-31 | Rep | Dealing in futures contracts | 2007-02-07 | 2015-05-31 | Rep | Dealing in securities | 2007-02-07 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Asset management | 2015-06-01 | 2015-08-24 | Rep | Dealing in futures contracts | 2015-06-01 | 2015-08-24 | Rep | Dealing in securities | 2015-06-01 | 2015-08-24 |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Dealing in securities | 2006-08-24 | 2010-02-08 | Rep | Asset management | 2006-08-29 | 2010-02-08 |
| 4 | Gentleman Capital Limited | Rep | Asset management | 2021-11-03 | 2022-05-20 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-12-02 | Rep | Asset management | 2003-12-02 | Rep | Automated trading services | 2003-12-02 | Rep | Advising on securities | 2006-08-09 | Rep | Dealing in securities | 2006-08-09 | Rep | Advising on futures contracts | 2003-12-06 | 2006-08-09 | Rep | Dealing in futures contracts | 2003-12-06 | 2006-08-09 |
| 6 | J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | 2003-12-03 | Rep | Automated trading services | 2003-12-03 | Rep | Advising on futures contracts | 2003-12-06 | Rep | Dealing in futures contracts | 2003-12-06 |
| 7 | SEYON ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-08-16 | 2018-10-31 |
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