Chan, Wai Yee (SFC:AFP587) 陳慧儀
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2007-02-07 | 2013-08-31 | Rep | Dealing in securities | 2007-02-07 | 2013-08-31 |
2 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2006-10-26 | 2010-02-08 | Rep | Dealing in securities | 2006-12-14 | 2010-02-08 |
3 | PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | Advising on securities | 2005-02-25 | 2006-10-22 |
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