Lau, Vera Ka Yi 劉嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2008-04-18 | 2009-01-22 |
| 2 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2008-04-18 | 2009-01-22 |
| 3 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2009-02-13 | 2009-07-24 |
| 4 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2009-02-13 | 2009-07-24 |
| 5 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2011-07-07 | 2013-05-11 |
| 6 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Dealing in securities | 2011-07-07 | 2013-05-11 |
| 7 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2013-05-13 | 2016-09-30 |
| 8 | AllianceBernstein Hong Kong Limited | Rep | Dealing in securities | 2013-05-13 | 2016-09-30 |
| 9 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Advising on securities | 2016-10-17 | 2018-02-26 |
| 10 | JF INTERNATIONAL MANAGEMENT INC. | Rep | Asset management | 2016-10-17 | 2018-02-26 |
| 11 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Advising on securities | 2016-10-17 | 2018-02-26 |
| 12 | JPMorgan Asset Management (Asia Pacific) Limited | Rep | Asset management | 2016-10-17 | 2018-02-26 |
| 13 | JPMorgan Funds (Asia) Limited | Rep | Advising on securities | 2016-10-17 | 2018-02-26 |
| 14 | JPMorgan Funds (Asia) Limited | Rep | Asset management | 2016-10-17 | 2018-02-26 |
| 15 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2016-10-17 | 2018-02-26 |
| 16 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-11 | 2023-09-11 |
| 17 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Asset management | 2019-06-11 | 2023-09-11 |
| 18 | MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-06-11 | 2023-09-11 |
| 19 | Clearstream Fund Centre (Hong Kong) Limited | Rep | Advising on securities | 2024-01-18 | |
| 20 | Clearstream Fund Centre (Hong Kong) Limited | Rep | Dealing in securities | 2024-01-18 |
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