Poon, Joanna Ka Yee 潘嘉怡
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2009-07-17 | 2009-08-08 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2011-06-10 | 2013-04-08 | Rep | Asset management | 2011-06-10 | 2013-04-08 | Rep | Dealing in securities | 2011-06-10 | 2013-04-08 |
| 3 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2010-04-12 | 2010-09-16 | Rep | Asset management | 2010-04-12 | 2010-09-16 | Rep | Dealing in securities | 2010-04-12 | 2010-09-16 |
| 4 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2007-04-16 | 2008-06-28 | Rep | Asset management | 2007-04-16 | 2008-06-28 | Rep | Dealing in securities | 2007-04-16 | 2008-06-28 |
| 5 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2006-09-05 | 2007-04-01 | Rep | Asset management | 2006-09-05 | 2007-04-01 | Rep | Dealing in securities | 2006-09-05 | 2007-04-01 |
| 6 | Manulife Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2009-06-18 | 2009-06-27 | Rep | Asset management | 2009-06-18 | 2009-06-27 | Rep | Dealing in securities | 2009-06-18 | 2009-06-27 |
| 7 | RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2023-09-25 | Rep | Dealing in securities | 2023-09-25 |
| 8 | Vontobel (Hong Kong) Limited | Rep | Advising on securities | 2015-11-13 | 2023-02-28 | Rep | Dealing in securities | 2015-11-13 | 2023-02-28 |
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