Pow, David Kwong Yan 鮑廣恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2011-06-03 | 2015-05-31 | Rep | Asset management | 2011-06-03 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2015-06-01 | 2015-06-05 | Rep | Asset management | 2015-06-01 | 2015-06-05 |
| 3 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2005-12-07 | 2008-05-29 | Rep | Dealing in securities | 2005-12-07 | 2008-05-29 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on securities | 2005-08-04 | 2005-11-25 |
| 5 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2008-06-23 | 2011-05-10 |
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