Smith, Joshua Hayden
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2008-11-07 | 2013-07-13 | Rep | Asset management | 2008-11-07 | 2013-07-13 |
| 2 | Allianz Global Investors Hong Kong Limited | Rep | Advising on securities | 2008-12-09 | 2010-02-08 | Rep | Asset management | 2008-12-09 | 2010-02-08 |
| 3 | FIL Investment Management (Hong Kong) Limited | Rep | Advising on securities | 2013-08-07 | 2016-09-22 | Rep | Dealing in securities | 2013-08-07 | 2016-09-22 |
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