Tam, Victoria
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Asset management | 2007-07-26 | 2015-05-31 | Rep | Dealing in futures contracts | 2007-07-26 | 2015-05-31 | Rep | Dealing in securities | 2007-07-26 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Asset management | 2015-06-01 | Rep | Dealing in futures contracts | 2015-06-01 | Rep | Dealing in securities | 2015-06-01 |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Asset management | 2007-07-26 | 2010-02-08 | Rep | Dealing in securities | 2007-07-26 | 2010-02-08 |
| 4 | QI CAPITAL (HK) LIMITED | Rep | Advising on securities | 2005-08-25 | 2007-06-30 | Rep | Asset management | 2005-08-25 | 2007-06-30 |
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