Yian, Lethe Chui Wah 任翠華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Allianz Global Investors Asia Pacific Limited (SFC:AOA171) | Rep | Advising on securities | 2009-08-18 | 2015-05-31 | Rep | Asset management | 2009-08-18 | 2015-05-31 | Rep | Dealing in futures contracts | 2009-08-18 | 2015-05-31 | Rep | Dealing in securities | 2009-08-18 | 2015-05-31 |
| 2 | Allianz Global Investors Asia Pacific Limited (SFC:BFE699) | Rep | Advising on securities | 2015-06-01 | Rep | Asset management | 2015-06-01 | Rep | Dealing in futures contracts | 2015-06-01 | Rep | Dealing in securities | 2015-06-01 |
| 3 | Allianz Global Investors Hong Kong Limited | Rep | Asset management | 2009-08-18 | 2010-02-08 | Rep | Dealing in securities | 2009-08-18 | 2010-02-08 |
| 4 | BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED | Rep | Advising on securities | 2005-01-18 | Rep | Asset management | 2005-01-18 | Rep | Dealing in securities | 2005-01-18 |
| 5 | FOCUS ASSET MANAGEMENT COMPANY LIMITED | RO | Asset management | 2008-04-24 | 2008-12-31 |
| 6 | Legg Mason Asset Management Hong Kong Limited | Rep | Advising on securities | 2005-02-04 | 2007-11-16 | Rep | Asset management | 2005-02-04 | 2007-11-16 | Rep | Dealing in securities | 2005-12-01 | 2007-11-16 |
| 7 | Legg Mason International Equities (Hong Kong) Limited | Rep | Advising on securities | 2005-02-04 | 2007-11-16 | Rep | Asset management | 2005-02-04 | 2007-11-16 | Rep | Dealing in securities | 2005-02-04 | 2007-11-16 |
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