Kwan, Ut Hoi 關越海
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Finance Holdings Limited | RO | Dealing in securities | 2016-09-14 | 2017-07-21 |
| 2 | Ever Fountain Asset Management Limited | Rep | Asset management | 2020-05-29 | 2020-07-08 | RO | Advising on securities | 2020-07-08 | 2021-08-13 | RO | Asset management | 2020-07-08 | 2021-08-13 |
| 3 | Finet Securities Limited | Rep | Dealing in futures contracts | 2016-05-25 | 2016-07-27 | Rep | Dealing in securities | 2016-05-25 | 2016-07-27 | RO | Dealing in futures contracts | 2016-07-27 | 2017-07-21 | RO | Dealing in securities | 2016-07-27 | 2017-07-21 | RO | Advising on securities | 2016-11-01 | 2017-07-21 |
| 4 | FIVE STATES CAPITAL RESOURCES LIMITED | Rep | Asset management | 2017-11-07 | 2018-01-31 | RO | Advising on securities | 2017-11-07 | 2018-01-31 |
| 5 | Greater China Asset Management (HK) Limited (b2011-10-21) | Rep | Asset management | 2019-09-04 | 2019-09-24 | RO | Asset management | 2019-09-24 | 2020-04-20 |
| 6 | Greater China Securities Limited (b1999-04-26) | Rep | Dealing in securities | 2019-09-04 | 2019-09-24 | RO | Dealing in securities | 2019-09-24 | 2020-04-20 |
| 7 | KGI ASIA LIMITED | Rep | Dealing in securities | 2009-08-27 | 2009-09-15 |
| 8 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-27 | 2009-09-15 |
| 9 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2008-04-18 | 2008-07-12 |
| 10 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-04-18 | 2008-07-12 |
| 11 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2008-08-12 | 2009-08-21 | Rep | Dealing in securities | 2008-08-12 | 2009-08-21 | Rep | Dealing in futures contracts | 2009-09-22 | 2013-06-15 | Rep | Dealing in securities | 2009-09-22 | 2013-06-15 |
| 12 | RuiLian Financial Group Company Limited | Rep | Advising on securities | 2021-08-20 | 2021-10-15 | Rep | Asset management | 2021-08-20 | 2021-10-15 | RO | Advising on securities | 2021-10-15 | RO | Asset management | 2021-10-15 | RO | Dealing in securities | 2021-10-15 |
| 13 | SHACOM FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-06-26 | 2016-05-21 |
| 14 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-09-13 | 2019-07-15 |
| 15 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2018-06-12 | 2018-08-01 | RO | Advising on securities | 2018-08-01 | 2019-07-15 | RO | Dealing in futures contracts | 2018-08-01 | 2019-07-15 | RO | Dealing in securities | 2018-08-01 | 2019-07-15 |
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