Li, Kim Ping 李儉炳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Atta Capital Limited | Rep | Asset management | 2018-09-10 | 2018-10-09 | RO | Advising on securities | 2018-09-10 | 2018-10-09 |
| 2 | Atta Securities Limited | RO | Dealing in futures contracts | 2018-07-03 | 2018-10-09 | RO | Dealing in securities | 2018-07-03 | 2018-10-09 |
| 3 | Finet Securities Limited | Rep | Dealing in futures contracts | 2016-09-02 | 2016-09-30 | Rep | Dealing in securities | 2016-09-02 | 2016-09-30 | RO | Dealing in futures contracts | 2016-09-30 | 2018-01-25 | RO | Dealing in securities | 2016-09-30 | 2018-01-25 | RO | Advising on securities | 2016-11-08 | 2018-01-25 | Rep | Asset management | 2017-03-07 | 2018-01-25 |
| 4 | Midas Securities Limited | RO | Advising on securities | 2020-06-16 | 2021-01-31 | RO | Asset management | 2020-06-16 | 2021-01-31 | RO | Dealing in futures contracts | 2020-06-16 | 2021-01-31 | RO | Dealing in securities | 2020-06-16 | 2021-01-31 |
| 5 | REALINK FINANCIAL TRADE LIMITED | Rep | Dealing in futures contracts | 2009-10-12 | 2015-09-02 | Rep | Dealing in securities | 2009-10-12 | 2016-08-20 | RO | Dealing in futures contracts | 2015-09-02 | 2016-08-20 |
| 6 | SHENG YUAN ASSET MANAGEMENT LIMITED | Rep | Asset management | 2018-10-18 | 2019-12-19 |
| 7 | SHENG YUAN SECURITIES LIMITED | Rep | Advising on securities | 2018-10-18 | 2018-11-30 | Rep | Dealing in futures contracts | 2018-10-18 | 2018-11-30 | Rep | Dealing in securities | 2018-10-18 | 2018-11-30 | RO | Advising on securities | 2018-11-30 | 2020-05-18 | RO | Dealing in futures contracts | 2018-11-30 | 2020-05-18 | RO | Dealing in securities | 2018-11-30 | 2020-05-18 |
| 8 | Sheng Yuan Sino Asset Management Limited | RO | Advising on securities | 2020-03-13 | 2020-05-18 | RO | Asset management | 2020-03-13 | 2020-05-18 |
| 9 | Silverlion Capital (Hong Kong) Limited | RO | Asset management | 2021-03-19 | 2024-04-03 |
| 10 | Silverlion Securities Limited | RO | Advising on securities | 2021-03-19 | 2024-04-03 | RO | Dealing in securities | 2021-03-19 | 2024-04-03 |
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