Lo, Iris Wing Chu 盧泳珠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Joyful Limited | RO | Asset management | 2016-09-20 | RO | Advising on securities | 2020-01-31 |
| 2 | Redford Asset Management Limited | RO | Advising on securities | 2011-03-01 | 2016-09-15 | RO | Asset management | 2011-03-01 | 2016-09-15 |
| 3 | REDFORD CORPORATE FINANCE LIMITED | RO | Advising on corporate finance | 2012-05-04 | 2016-09-15 |
| 4 | SINO-CEEF Capital Management Company Limited | RO | Advising on securities | 2008-04-17 | 2009-08-01 | RO | Asset management | 2008-04-17 | 2009-08-01 |
| 5 | SPDB International Holdings Limited | Rep | Advising on securities | 2010-02-01 | 2011-02-07 | Rep | Asset management | 2010-02-01 | 2011-02-07 |
| 6 | WAVE RIDERS INVESTMENT MANAGEMENT LIMITED | RO | Advising on futures contracts | 2006-05-19 | 2007-09-18 | RO | Advising on securities | 2006-05-19 | 2007-09-18 | RO | Asset management | 2006-05-19 | 2007-09-18 |
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