Lam, Ka Kei (SFC:ARB594) 林嘉麒
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GRAND VIEW ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2017-07-11 | 2021-06-30 | RO | Asset management | 2017-07-11 | 2021-06-30 |
| 2 | Metaverse Securities Limited (HK) | Rep | Advising on securities | 2022-03-21 | 2022-06-30 | Rep | Asset management | 2022-03-21 | 2022-06-30 | Rep | Dealing in securities | 2022-03-21 | 2022-06-30 | RO | Advising on securities | 2022-06-30 | RO | Asset management | 2022-06-30 | RO | Dealing in securities | 2022-06-30 |
| 3 | PICO ZEMAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2015-09-17 | 2017-04-21 | RO | Advising on securities | 2016-07-25 | 2017-04-21 | RO | Asset management | 2016-07-25 | 2017-04-21 |
| 4 | Redford Asset Management Limited | Rep | Asset management | 2009-02-17 | 2015-09-04 | Rep | Advising on securities | 2010-05-31 | 2015-09-04 |
| 5 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2008-07-07 | 2015-09-04 |
| 6 | Seazen Resources Asset Management Limited | RO | Advising on securities | 2021-08-25 | 2022-02-15 | RO | Asset management | 2021-08-25 | 2022-02-15 | RO | Dealing in securities | 2021-08-25 | 2022-02-15 |
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