Lee, Ka Wah 李家華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2013-11-21 | 2023-06-30 |
| 2 | Redford Asset Management Limited | Rep | Asset management | 2011-02-15 | 2012-01-17 | Rep | Advising on securities | 2011-09-01 | 2012-01-17 | RO | Advising on securities | 2012-01-17 | 2013-01-31 | RO | Asset management | 2012-01-17 | 2013-01-31 |
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