Lee, Raymond Siu Kuen 李紹權
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2009-03-02 | 2009-06-30 |
| 2 | T G HOLBORN (HK) LIMITED | Rep | Advising on securities | 2007-01-03 | 2009-02-17 |
| 3 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2009-07-17 | 2012-09-30 |
| 4 | Redford Asset Management Limited | Rep | Asset management | 2009-07-17 | 2012-09-30 | Rep | Advising on securities | 2010-08-30 | 2012-09-30 |
| 5 | MindPlus Capital Management Limited | RO | Asset management | 2018-08-21 | 2020-06-15 |
| 6 | High Nine Asset Management Limited | Rep | Asset management | 2017-03-15 | 2017-04-11 | RO | Asset management | 2017-04-11 | 2017-12-31 |
| 7 | C.P. FINANCIAL MANAGEMENT LIMITED | RO | Asset management | 2012-12-31 | 2017-03-13 |
| 8 | Amoeba Capital Advisors Limited | RO | Asset management | 2020-09-28 |
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