Yip, Yuk Kwan 葉玉群
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | Advising on corporate finance | 2004-06-03 | Rep | Advising on securities | 2004-06-03 | Rep | Asset management | 2004-06-03 | Rep | Dealing in securities | 2007-08-27 | 2008-04-28 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2008-11-03 | 2009-02-05 | Rep | Advising on securities | 2008-11-25 | 2009-02-05 |
| 3 | LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2016-11-29 | 2019-03-31 |
| 4 | Network Financial Services Limited | Rep | Advising on securities | 2007-08-27 | 2007-09-07 | RO | Advising on securities | 2007-09-07 | 2007-11-14 |
| 5 | oOo Securities (HK) Group Limited | Rep | Advising on securities | 2005-04-04 | 2006-01-18 |
| 6 | Redford Asset Management Limited | Rep | Asset management | 2010-08-13 | 2011-08-24 | Rep | Advising on securities | 2010-08-13 | 2013-12-09 |
| 7 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2010-08-13 | 2013-12-09 |
| 8 | Sun Life Financial Asia Services Limited | RO | Advising on securities | 2006-04-20 | 2007-03-30 |
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