Cheng, Ka Wing (SFC:AEW325) 鄭家榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | INTERCHINA SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-11-06 | |
| 2 | INTERCHINA SECURITIES LIMITED | Rep | Advising on securities | 2003-11-06 | |
| 3 | INTERCHINA SECURITIES LIMITED | Rep | Asset management | 2003-11-06 | |
| 4 | INTERCHINA SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-05 | CELESTIAL SECURITIES LIMITED | Rep | 2004-03-08 | 2006-10-08 | CHINA SECURITIES HOLDINGS LIMITED | Rep | 2006-10-12 | 2007-05-31 | REDFORD SECURITIES LIMITED | Rep | 2007-06-01 | 2009-07-20 | REDFORD SECURITIES LIMITED | RO | 2009-07-20 | 2023-02-24 | Emperio Securities And Assets Management Limited | Rep | 2023-03-16 | 2023-07-31 |
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