Law, Derek Hon Kit 羅漢傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | REDFORD SECURITIES LIMITED | Rep | Dealing in securities | 2009-03-13 | 2012-02-22 |
| 2 | TARGET CAPITAL MANAGEMENT LIMITED (HK) | Rep | Advising on securities | 2008-04-24 | 2009-03-02 | Rep | Asset management | 2008-04-24 | 2009-03-02 |
| 3 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-11-19 | 2005-11-18 |
| 4 | Topaz Financial Group Limited | Rep | Dealing in futures contracts | 2013-10-11 | 2016-03-14 | Rep | Dealing in securities | 2013-10-11 | 2016-03-14 |
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