Berlia, Manish
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Advising on corporate finance | 2019-05-06 | 2023-12-24 | Rep | Advising on securities | 2019-05-06 | 2023-12-24 | Rep | Dealing in securities | 2019-05-06 | 2023-12-24 |
| 2 | Religare Capital Markets (Hong Kong) Limited | RO | Advising on securities | 2011-07-14 | 2015-03-24 | RO | Dealing in securities | 2011-07-14 | 2015-03-24 | RO | Advising on corporate finance | 2012-05-14 | 2014-10-07 |
| 3 | Rothschild & Co Hong Kong Limited | Rep | Advising on corporate finance | 2009-10-29 | 2010-12-02 | Rep | Advising on securities | 2009-10-29 | 2010-12-02 | Rep | Dealing in securities | 2009-10-29 | 2010-12-02 |
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