Jeong, Joseph Chu
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Arta Asset Management Limited | Rep | Advising on securities | 2023-03-23 | 2023-12-31 | Rep | Asset management | 2023-03-23 | 2023-12-31 | Rep | Dealing in securities | 2023-03-23 | 2023-12-31 |
| 2 | Arta Global Futures Limited | Rep | Dealing in futures contracts | 2023-03-23 | 2023-12-31 |
| 3 | Arta Global Markets Limited | Rep | Advising on securities | 2023-03-23 | 2023-12-31 | Rep | Asset management | 2023-03-23 | 2023-12-31 | Rep | Dealing in securities | 2023-03-23 | 2023-12-31 |
| 4 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2003-10-31 | 2005-09-30 |
| 5 | LXL Investment Management (Hong Kong) Limited | Rep | Asset management | 2005-11-24 | 2008-10-31 |
| 6 | MaiCapital Limited | Rep | Advising on securities | 2020-04-02 | 2020-12-29 | Rep | Asset management | 2020-04-02 | 2020-12-29 |
| 7 | PLUTUS ASSET MANAGEMENT LIMITED (GBEN) | Rep | Advising on securities | 2021-08-13 | 2022-07-31 | Rep | Asset management | 2021-08-13 | 2022-07-31 |
| 8 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2009-01-06 | 2009-10-21 | RO | Dealing in securities | 2009-10-21 | 2014-04-20 | Rep | Dealing in securities | 2014-05-13 | 2014-06-20 |
| 9 | UBS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-07-29 | Rep | Advising on securities | 2003-07-29 | Rep | Asset management | 2003-07-29 | Rep | Dealing in securities | 2003-07-29 |
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