Chessis, Sarah Anne
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JEFFERIES PACIFIC LIMITED | Rep | Advising on corporate finance | 2003-06-27 | |
| 2 | JEFFERIES PACIFIC LIMITED | Rep | Advising on securities | 2003-06-27 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 2003-10-23 | 2005-12-20 | ETRADE SECURITIES (HONG KONG) LIMITED | RO | 2005-12-20 | 2007-11-03 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2008-01-24 | 2009-05-20 | Religare Capital Markets (Hong Kong) Limited | Rep | 2009-11-25 | 2011-12-31 |
| 3 | JEFFERIES PACIFIC LIMITED | Rep | Asset management | 2003-06-27 | Ginseng Capital Advisors Limited | Rep | 2012-07-05 | 2013-04-09 |
| 4 | ETRADE SECURITIES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-12-20 | 2007-11-03 |
| 5 | JEFFERIES PACIFIC LIMITED | Rep | Dealing in securities | 2003-06-27 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 2003-10-23 | 2005-12-20 | ETRADE SECURITIES (HONG KONG) LIMITED | RO | 2005-12-20 | 2007-11-03 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | 2008-01-24 | 2009-05-20 | Religare Capital Markets (Hong Kong) Limited | Rep | 2009-11-25 | 2011-12-31 |
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