Chessis, Sarah Anne
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | JEFFERIES PACIFIC LIMITED | Rep | Advising on corporate finance | 2003-06-27 | |
| 2 | JEFFERIES PACIFIC LIMITED | Rep | Advising on securities | 2003-06-27 | |
| 3 | JEFFERIES PACIFIC LIMITED | Rep | Asset management | 2003-06-27 | |
| 4 | JEFFERIES PACIFIC LIMITED | Rep | Dealing in securities | 2003-06-27 | |
| 5 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2003-10-23 | 2005-12-20 |
| 6 | ETRADE SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-10-23 | 2005-12-20 |
| 7 | ETRADE SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2005-12-20 | 2007-11-03 |
| 8 | ETRADE SECURITIES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2005-12-20 | 2007-11-03 |
| 9 | ETRADE SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2005-12-20 | 2007-11-03 |
| 10 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2008-01-24 | 2009-05-20 |
| 11 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2008-01-24 | 2009-05-20 |
| 12 | Religare Capital Markets (Hong Kong) Limited | Rep | Advising on securities | 2009-11-25 | 2011-12-31 |
| 13 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2009-11-25 | 2011-12-31 |
| 14 | Ginseng Capital Advisors Limited | Rep | Asset management | 2012-07-05 | 2013-04-09 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy