Salgaocar, Rohit Anil
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEAR STEARNS ASIA LIMITED | Rep | Advising on securities | 2003-04-10 | 2004-01-16 | Rep | Dealing in securities | 2003-04-10 | 2004-01-16 |
| 2 | BTIG Hong Kong Limited | Rep | Dealing in securities | 2015-01-26 | 2016-04-15 |
| 3 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2014-05-16 | 2014-10-27 |
| 4 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2009-05-26 | 2010-10-29 |
| 5 | Religare Capital Markets (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-22 | 2012-03-21 |
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