Suratkal, Kishore Sheena
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on securities | 2003-10-29 | 2006-08-11 |
| 2 | Oaktree Capital (Hong Kong) Limited | Rep | Advising on securities | 2006-09-15 | 2010-03-16 |
| 3 | Oaktree Capital (Hong Kong) Limited | Rep | Asset management | 2006-11-02 | 2010-03-16 |
| 4 | Religare Capital Markets (Hong Kong) Limited | Rep | Advising on securities | 2011-08-22 | 2012-09-20 |
| 5 | Expedition Advisors Limited | Rep | Asset management | 2013-03-11 | 2013-08-19 |
| 6 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-01-30 | 2016-12-30 |
| 7 | DAEWOO SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-05-16 | 2016-12-30 |
| 8 | NF Trinity Capital (Hong Kong) Limited | Rep | Advising on securities | 2017-02-20 | 2019-06-30 |
| 9 | ORTUS CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2021-03-03 | 2022-08-26 |
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