Lau, Shek Wing 劉錫榮
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-09-03 | |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Advising on securities | 2003-09-03 | AD Capital Management (Hong Kong) Limited | Rep | 2006-08-31 | 2009-12-11 | RICHLAND CAPITAL MANAGEMENT LIMITED | Rep | 2010-07-16 | 2012-07-30 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Asset management | 2003-09-03 | |
| 4 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2004-12-09 | HSBC SECURITIES (ASIA) LIMITED | Rep | 2003-09-11 | 2004-12-09 | Glory Sun Securities Limited | Rep | 2006-03-06 | 2006-07-31 | ORIENT SECURITIES LIMITED | Rep | 2013-08-13 | 2017-04-20 | SUPREME CHINA SECURITIES LIMITED | Rep | 2017-04-24 | 2021-04-29 |
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