Lee, Sherman Shiu Man 李兆民
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BETA INTERNATIONAL SECURITIES LIMITED | RO | Dealing in securities | 2011-08-09 | 2012-05-07 |
| 2 | BGC SECURITIES (HONG KONG) LLC | RO | Dealing in securities | 2007-08-09 | 2010-05-01 | RO | Leveraged foreign exchange trading | 2007-08-29 | 2010-05-01 |
| 3 | CLSA Premium International (HK) Limited | RO | Leveraged foreign exchange trading | 2005-12-21 | 2006-12-01 |
| 4 | GMO-Z.com Forex HK Limited | RO | Leveraged foreign exchange trading | 2012-06-22 | |
| 5 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2010-11-01 | 2011-05-18 |
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