Edwards, Antony James
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | AllianceBernstein Hong Kong Limited | Rep | Advising on securities | 2005-07-11 | 2005-07-14 | Rep | Advising on securities | 2005-09-05 | 2005-09-06 | Rep | Advising on securities | 2006-02-15 | 2006-02-17 | Rep | Advising on securities | 2006-03-28 | 2006-04-02 | Rep | Advising on securities | 2006-07-10 | 2006-07-14 | Rep | Advising on securities | 2006-08-22 | 2006-09-08 | Rep | Advising on futures contracts | 2007-03-12 | 2009-09-25 | Rep | Dealing in futures contracts | 2007-03-12 | 2009-09-25 | Rep | Advising on securities | 2007-04-23 | 2007-07-31 | Rep | Asset management | 2007-04-23 | 2007-07-31 | Rep | Dealing in securities | 2007-04-23 | 2007-07-31 | RO | Advising on securities | 2007-07-31 | 2009-09-25 | RO | Asset management | 2007-07-31 | 2009-09-25 | RO | Dealing in securities | 2007-07-31 | 2009-09-25 |
2 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2009-10-13 | 2009-12-01 | Rep | Asset management | 2009-10-13 | 2009-12-01 | Rep | Dealing in securities | 2009-10-13 | 2009-12-01 | RO | Advising on securities | 2009-12-01 | 2011-05-30 | RO | Asset management | 2009-12-01 | 2011-05-30 | RO | Dealing in securities | 2009-12-01 | 2011-05-30 |
3 | Robeco Hong Kong Limited | Rep | Advising on securities | 2011-09-05 | 2011-10-06 | Rep | Asset management | 2011-09-05 | 2011-10-06 | Rep | Dealing in securities | 2011-09-05 | 2011-10-06 | RO | Advising on securities | 2011-10-06 | 2015-10-09 | RO | Asset management | 2011-10-06 | 2015-10-09 | RO | Dealing in securities | 2011-10-06 | 2015-10-09 |
4 | Sun Hung Kai Capital Partners Limited | Rep | Advising on securities | 2024-03-11 | Rep | Asset management | 2024-03-11 | Rep | Dealing in securities | 2024-03-11 |
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