Leung, Ka Wai (SFC:AOK606) 梁家瑋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asset Management One Hong Kong Limited | Rep | Dealing in securities | 2021-01-12 | 2022-01-26 | RO | Dealing in securities | 2022-01-26 |
| 2 | EnTrustPermal (Hong Kong) Limited | Rep | Dealing in securities | 2008-02-18 | 2011-05-26 | Rep | Advising on securities | 2008-02-22 | 2011-05-26 |
| 3 | First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2007-01-18 | 2007-12-01 |
| 4 | JPMorgan Funds (Asia) Limited | Rep | Dealing in securities | 2016-04-21 | 2016-11-04 |
| 5 | Robeco Hong Kong Limited | Rep | Advising on securities | 2011-06-10 | 2012-07-06 | Rep | Dealing in securities | 2011-06-10 | 2012-07-06 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on futures contracts | 2017-05-22 | 2021-01-11 | Rep | Advising on securities | 2017-05-22 | 2021-01-11 | Rep | Dealing in securities | 2017-05-22 | 2021-01-11 |
| 7 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2012-08-27 | 2016-01-22 | Rep | Advising on securities | 2012-08-27 | 2016-04-01 | Rep | Dealing in securities | 2013-02-01 | 2016-04-01 |
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