Siu, Sau Man 蕭秀雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BlackRock (Hong Kong) Limited (d2017-01-20) | Rep | Advising on corporate finance | 2004-09-22 | Rep | Advising on securities | 2004-09-22 | Rep | Asset management | 2004-09-22 |
| 2 | FIL Investment Management (Hong Kong) Limited | Rep | Asset management | 2004-10-18 | 2006-01-16 | Rep | Dealing in securities | 2004-10-18 | 2006-01-16 |
| 3 | GAM HONG KONG LIMITED | Rep | Asset management | 2006-02-01 | 2011-06-22 | Rep | Dealing in securities | 2006-02-01 | 2011-06-22 |
| 4 | Janus Henderson Investors Hong Kong Limited | Rep | Advising on securities | 2015-08-21 | 2016-07-06 | Rep | Dealing in securities | 2015-08-21 | 2016-07-06 |
| 5 | Robeco Hong Kong Limited | Rep | Asset management | 2011-07-04 | 2012-08-06 | Rep | Dealing in securities | 2011-07-04 | 2012-08-06 |
| 6 | STATE STREET GLOBAL ADVISORS ASIA LIMITED | Rep | Advising on securities | 2019-02-13 | 2020-08-10 | Rep | Dealing in securities | 2019-02-13 | 2021-03-01 |
| 7 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2022-01-11 |
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