Tse, Kendall King Chung 謝敬重
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Instinet Alpha Trading Limited | Rep | Advising on securities | 2006-06-27 | 2008-11-24 | Rep | Automated trading services | 2006-06-27 | 2008-11-24 | Rep | Dealing in securities | 2006-06-27 | 2008-11-24 |
| 2 | Robeco Hong Kong Limited | Rep | Dealing in securities | 2009-07-10 | 2014-10-10 | Rep | Advising on securities | 2009-07-10 | 2020-07-24 | RO | Dealing in securities | 2014-10-10 | 2020-07-24 | Rep | Asset management | 2019-09-20 | 2020-07-24 |
| 3 | Vontobel (Hong Kong) Limited | Rep | Dealing in securities | 2020-08-27 | 2020-10-29 | Rep | Advising on securities | 2020-08-27 | 2021-08-24 | RO | Dealing in securities | 2020-10-29 | RO | Advising on securities | 2021-08-24 |
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